Liability is a large concern with many business owners and executives. We aim to provide our clients with confidence knowing that we stand firmly beside every employer we work with. As a business owner, you are a fiduciary of your company’s retirement plan. Partnering with a 3(21) co-fiduciary or a 3(38) investment fiduciary will help ensure your plan remains compliant to ever-changing regulations and monitor your plan’s investment options. We assist clients with:

Investment Committee development and best practices

  • Investment policy statement (IPS) development
  • Investment selection and monitoring according to the IPS
  • ERISA 3(21) Co-Fiduciary or 3(38) Investment Management Fiduciary Services
  • Education policy statement development